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HomeRegulation & Litigation

The Wall Street Journal: Department of Labor Expands Audit and Enforcement Focus, Imposing $1.27 Billion in Fines

November 4, 2013
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Department of Labor Expands Audit and Enforcement Focus, Imposing $1.27 Billion in Fines Excerpt: “According to the National Association of Plan Advisors, in the 12 months ending Oct. 1, 2012, more than 300 investigations resulting in $1.27 billion in fines were levied by the United States Department of Labor’s Employee Benefits Security Administration (EBSA). EBSA… Continue reading

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ASPPA Urges SEC to Improve Disclosures

July 8, 2013
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ASPPA and NAPA believe the proposal by the U.S. Securities & Exchange Commission (SEC) to create a ‘uniform fiduciary standard’ for broker-dealers and investment advisers will actually cause more – not less – confusion for retail customers.

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Tax Expenditure Distributions Understate Impact of Nondiscrimination Rules

June 3, 2013
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ASPPA’s Judy A. Miller responds to the Congressional Budget Office (CBO) report on tax expenditure distributions.

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ASPPA & NTSA Request Changes to IRS Pre-approved Plans Program

April 29, 2013
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ASPPA’s General Counsel Craig Hoffman issues comment letters to the IRS on their pre-approved plan programs.

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ASPPA Requests Transitional Relief & Clarification of Disclosure Deadline

April 22, 2013
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Craig Hoffman, ASPPA’s General Counsel talks about a comments filed with the Department of Labor requesting a one-time transitional realignment period for providing the “second round” of participant notices required under ERISA Reg. §2550.404a-5.

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Recent Posts

  • NAPA Announces 401(k) Advisor Leadership Award Semi-Finalists
    January 28, 2015
  • ASPPA Inaugurates Kyla Keck as 46th President
    October 26, 2014
  • ASPPA Presents Sheldon H. Smith with Prestigious Eidson Award
    October 26, 2014
  • ASPPA Honors Cynthia A. Groszkiewicz with ACOPA’s Burrows Achievement Award
    October 26, 2014
  • ASPPA Welcomes Ilene H. Ferenczy to Board of Directors
    October 26, 2014

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  • NAPA Announces 401(k) Advisor Leadership Award Semi-Finalists
    January 28, 2015
  • ASPPA Denounces Double Taxation in Rep. Camp’s Tax Reform Proposal
    February 27, 2014
  • Fiscal Times: 6 Reasons myRAs Won’t Ease the Retirement Crisis
    February 21, 2014
  • Financial Times: Don’t Curb ‘Death Master File’ Access for 401(k)s
    February 10, 2014
  • The Wall Street Journal: Do you know what’s wrong with your 401(k)?
    February 8, 2014

Recent Posts

  • NAPA Announces 401(k) Advisor Leadership Award Semi-Finalists
    January 28, 2015
  • ASPPA Inaugurates Kyla Keck as 46th President
    October 26, 2014
  • ASPPA Presents Sheldon H. Smith with Prestigious Eidson Award
    October 26, 2014
  • ASPPA Honors Cynthia A. Groszkiewicz with ACOPA’s Burrows Achievement Award
    October 26, 2014
  • ASPPA Welcomes Ilene H. Ferenczy to Board of Directors
    October 26, 2014

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