Archive for March, 2011
ASPPA Responds to DOL Regulatory Burden Request
Craig Hoffman, ASPPA General Counsel and Director of Regulatory Affairs responds to the U.S. Department of Labor (DOL) request for information on how the DOL can streamline or improve the agency’s regulations pursuant to President Obama’s Executive Order 13563…
ASPPA Clarifies Its Position on Proposed Definition of Fiduciary Regulation
Brian Graff, executive director/CEO of ASPPA, releases a statement regarding ASPPA’s position on the U.S. Department of Labor’s (DOL) proposed modifications to the regulation (29 CFR Part 2510) defining the term “fiduciary” under section 3(21) of the Employee Retirement Income Security Act of 1974 (ERISA)…
Malone Honored with 401(k) Advisor Leadership Award
ASPPA announced that Michael J. Malone, founder and managing director of MJM401k in Phoenix, Ariz. and Santa Monica, Calif., received the 2011 401(k) Advisor Leadership Award during the general session of the annual ASPPA 401(k) Summit in Las Vegas, Nev.
