ASPPA Hosts 10th Annual 401(k) SUMMIT

Melinda | February 10, 2011 | 0 Comments


Event: The ASPPA 401(k) SUMMIT is a national forum for financial advisors and professionals in the Retirement Industry. For journalists who cover personal finance, retirement, or financial planning The ASPPA 401(k) SUMMIT offers an opportunity to interact with retirement and investment professionals who actively sell, support or service 401(k) plans.

Who: Experts will speak on industry trends, regulation, and political factors affecting the ever-changing 401(k) marketplace. Attendees will gather practical advice from the best in the business and pursue interests during workshops—featuring topics covering a variety of disciplines. More than 150 industry exhibitors will also share their products and technology in the 401(k) industry. Participants include broker dealer registered reps, Registered Investment Advisors, plan administrators (TPAs), and other retirement product and service professionals. For more details on session and workshop topics view the brochure.

Date: March 6 - 8, 2011

Agenda Highlights:

The SEC – FINRA Creep Into Your Consulting Practice (Sunday March 6)
   Richard Matta, Groom Law Group, Chartered, Washington, DC
   Jason Roberts, Pension Resource Institute, LLC, Los Angeles, CA
   John Simmers, The Compliance Department, Manhattan Beach, CA
From the Hill to the SUMMIT (Monday March 7)
   Brian H. Graff, CEO, ASPPA, Arlington, VA
   Gregory J. Dean, Committee on Health, Education, Labor & Pensions, U.S. Senate, Washington, DC

• Trends Panel and Leadership Award (Monday March 7)
   Finalists for the 2011 Morningstar ASPPA 401(k) Advisor Leadership Award
   Moderator: Will Marquis, Morningstar, Inc., Chicago, IL
Sponsor /Exhibitor Workshops (Monday March 7 & Tuesday March 8
   Morningstar, ING, The Standard, Mass Mutual and others.
Increased IRS and DOL Enforcement (Monday March 7 & Tuesday March 8
   Laura Gaynor, Diversified Investment Advisors, Harrison, NY
   David Levine, Groom Law Group, Chartered, Washington, DC
   Monika A. Templeman, Internal Revenue Service (IRS), Baltimore, MD
• Economic Outlook (Tuesday March 8
   David Joy, Columbia Management, Boston, MA
   Jim Paulsen, Wells Capital Management, Minneapolis, MN
Fee Disclosure Regulation Under 408(b)(2) (Tuesday March 8
   Fred Reish, Reish & Reicher, Los Angeles, CA

Caesars Palace Las Vegas
3570 Las Vegas Blvd South, Las Vegas, NV 89109
Tel: 866.227.5938

Media interested in attending the SUMMIT should contact Melinda Semadeni, director of media relations, [email protected]  for registration. For more information on Summit sessions, speakers, or sponsors, view the brochure at


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